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Genome Res. 14:1-10, 2004 ©2004 by Cold Spring Harbor Laboratory Press; ISSN 1088-9051/04 $5.00 Developmental Roles of Pufferfish Hox Clusters and Genome Evolution in Ray-Fin Fish1 Institute of Neuroscience, University of Oregon, Eugene, Oregon 97402, USA 2 National Research Institute of Aquaculture, Fisheries Research Agency, Nansei, Mie 516-0193, Japan 3 Virginia Mason Research Center, Benaroya Research Institute, Molecular Genetics Department, Seattle, Washington 98101, USA
The pufferfish skeleton lacks ribs and pelvic fins, and has fused bones in the cranium and jaw. It has been hypothesized that this secondarily simplified pufferfish morphology is due to reduced complexity of the pufferfish Hox complexes. To test this hypothesis, we determined the genomic structure of Hox clusters in the Southern pufferfish Spheroides nephelus and interrogated genomic databases for the Japanese pufferfish Takifugu rubripes (fugu). Both species have at least seven Hox clusters, including two copies of Hoxb and Hoxd clusters, a single Hoxc cluster, and at least two Hoxa clusters, with a portion of a third Hoxa cluster in fugu. Results support genome duplication before divergence of zebrafish and pufferfish lineages, followed by loss of a Hoxc cluster in the pufferfish lineage and loss of a Hoxd cluster in the zebrafish lineage. Comparative analysis shows that duplicate genes continued to be lost for hundreds of millions of years, contrary to predictions for the permanent preservation of gene duplicates. Gene expression analysis in fugu embryos by in situ hybridization revealed evolutionary change in gene expression as predicted by the duplication-degeneration-complementation model. These experiments rule out the hypothesis that the simplified pufferfish body plan is due to reduction in Hox cluster complexity, and support the notion that genome duplication contributed to the radiation of teleosts into half of all vertebrate species by increasing developmental diversification of duplicate genes in daughter lineages.
The relationship between genome complexity and phenotypic complexity has yet to be fully understood. In one model, gene number in a taxon correlates with morphological complexity and species diversity (Holland et al. 1994
Results showed that the organization of pufferfish Hox clusters is similar to that of other teleosts (Amores et al. 1998
What processes may have preserved duplicated genes within these duplicated Hox clusters? The classical model for the evolution of gene duplicates suggests that one member of most duplicate pairs should mutate to a pseudogene within a few million generations (Haldane 1933
It is presumed that each member of a duplicated pair that has been retained for millions of years must now perform essential and unique functions. To test for function specialization in pufferfish Hox genes, we performed in situ hybridization to pufferfish embryos and compared patterns with those for zebrafish (Prince et al. 1998a
Origin and Genomic Organization of Pufferfish Hox Clusters We used degenerate PCR primers (Amores et al. 1998
At least three general models can explain duplicate teleost Hox clusters. First, four original clusters may have duplicated in an event before the divergence of the zebrafish lineage and the pufferfish-plus-medaka lineage. Second, all clusters within a lineage may have duplicated in a single event, with one such duplication event occurring in the pufferfish-plus-medaka clade and another event occurring independently in the zebrafish lineage. Third, Hox clusters may have duplicated individually at various times in different lineages. Most data support the first model. First, Hox cluster content is dramatically similar for the two cluster pairs present in both lineages, Hoxa and Hoxb duplicates (Fig. 3). For example, pufferfish and zebrafish Hoxab, Hoxaa, Hoxba, and Hoxbb clusters differ by zero, one, two, and two genes, respectively. What is the likelihood that such a pattern would occur if cluster duplication took place independently in the two lineages and if duplicates were lost at random? Assume that the last common ancestor of zebrafish and pufferfish had a Hoxa cluster with 11 genes (the sum of the Hoxaa plus Hoxab clusters from both species, Evx 13 11 10 9 7 5 4 3 2 1, see Fig. 3). After independent duplication, now assume that six specific genes were lost from one cluster in one of the two lineages to give the content of the Hoxab cluster in the zebrafish lineage. To calculate the probability that the other lineage had the same losses in one of the clusters, note that there is only one way to choose the same six locations, but 11 choose six ways of distributing six losses to 11 sites. So, the probability of this occurrence is 5!6!/11! = .0021645. The caveat to this calculation is that it groups zebrafish Hoxaa with pufferfish Hoxaa, and zebrafish Hoxab with pufferfish Hoxab, and if the original Hoxa cluster duplicated separately in each species, there is no such natural grouping. For the ancestral Hoxb cluster, assuming independent duplication and that the ancestral Hoxb cluster had 12 genes when it duplicated (Evx 13 10 9 8 7 6 5 4 3 2 1; see Fig. 3), then given one loss in the pufferfish lineage and one loss in the zebrafish lineage (the Hoxba clusters), the chance they would overlap is 1/12. Given eight losses in the pufferfish lineage and eight losses in the zebrafish lineage (the Hoxbb clusters), the chance that the losses would overlap seven or more times is [(8 choose 7)(4 choose 1) + 1]/(12 choose 8)= 0.067. These calculations show that the distribution of genes among these duplicated Hox clusters is unlikely to have occurred by chance. The most likely cause is that duplication and gene loss in the a and b copies occurred before lineage divergence, or alternatively, that the probability of Hox cluster gene loss deviates enormously from random between two initially identical duplicated clusters.
In addition to similar gene content, phylogenetic analysis also supports the duplication-first model. For six original genes, both lineages retain two copies (Fig. 4). Phylogenetic analysis of four of these (Hoxa13, Hoxa9, Hoxb1, and Hoxb6)supports the duplication-first model (Fig. 4A,D,E,H). In the fifth pair (Fig. 4C), Hoxa11a genes group as expected by the duplication-first model, but fugu Hoxa11b is an outgroup, perhaps due to long-branch attraction (Felsenstein 1978
Continuing Evolution of Pufferfish Hox Clusters Although teleost Hox cluster duplicates probably arose in a single event, their structure and contents continue to evolve. Evidence for a large-scale change is found in Scaffolds (S007630, S011648, and S001602, Release 2)we identified in the fugu database that contains copies of Hoxa9, Hoxa11, and Hoxa13, tentatively called here the Hoxac complex (Fig. 2). The phylogenetic relationship of the three Hoxa clusters in fugu shows that Hoxac and Hoxaa clusters group as sisters (Fig. 4B,D). The Hoxac cluster is probably not an allele of Hoxaa because their nucleotide sequences differ by 14.1% in coding regions of Hoxa9, Hoxa11, and Hoxa13, far more than alleles in even widely divergent zebrafish populations, which is 0.5% (Stickney et al. 2002Surprisingly, the Hoxd11b gene in both pufferfish species has a second intron with appropriate splice acceptor and donor sequences in the homeobox, in contrast to other vertebrate Hox cluster genes. Because this intron is absent from tetrapod Hoxd11 and from teleost Hoxd11a, it is a new acquisition after Hox cluster duplication in ray-fin fish.
Further recent evolution in teleost Hox clusters is shown by Hoxa7a, which is a pseuodogene in both pufferfish species, but has normal structure in striped bass and tilapia (Snell et al. 1999
Teleost Hox clusters show that silencing of duplicated genes can continue far longer than thought previously. Hoxb7a is absent from fugu (Aparicio et al. 1997
Expression of Hox Cluster Genes in Fugu Embryonic Development
A novel expression pattern of one Hox gene is tantalizingly related to pufferfish puffing. Fugu Hoxa2b is expressed in hindbrain rhombomeres r2-r5 with sharp borders (Fig. 5b) like hoxa2b in zebrafish and Hoxa2 in mouse (Prince and Lumsden 1994
Evolution of the Genomic Organization of Vertebrate Hox Clusters
After the second round of Hox cluster duplication in early vertebrates (Fig. 6, #4), but before the divergence of cartilaginous and bony fish, there were cluster-specific gene losses, including the loss of paralogy group-8 from the Hoxa cluster, group-11 from the Hoxb cluster, Evx from the Hoxc cluster, and group-6 from the Hoxd cluster (Fig. 6, #4). The next event was the divergence of ray-fin and lobe-fin fish. The common ancestor of lobe-fin fish had four Hox clusters (Koh et al. 2003
Among ray-fin fish, the bichir is the only basally diverging lineage that has yet been investigated (Fig. 6, #7), and results show a single Hoxa cluster, suggesting that the last common ancestor of ray-fin fish had just four Hox clusters (C.H. Chiu, K. Dewar, G. Wagner, K. Takahashi, F. Ruddle, C. Ledje, P. Bartsch, J.L. Scemama, E. Stellwag, C. Fried, et al., in prep.). More work needs to be done on this and other basally diverging ray-fin fish, because five group-9 genes have been identified in the bichir (Ledje et al. 2002
Here, we show that two species of pufferfish have at least seven Hox clusters, and because other teleost fish also have duplicates of tetrapod Hox clusters (Misof and Wagner 1996
The time at which Hox clusters duplicated in ray-fin phylogeny has not yet been determined precisely, and the estimate currently spans several hundred million years. It is important to define more accurately the timing of this duplication event, because zebrafish genetic mapping experiments showed that Hox cluster duplication occurred in the context of an ancient whole-genome duplication event (Aparicio et al. 1997 Genomic analysis of pufferfish, zebrafish, and medaka Hox clusters permits inferences regarding Hox clusters present in the last common ancestor of euteleosts (Fig. 6, #8). First, it is clear that this organism had two copies of each tetrapod cluster, because the cluster missing in pufferfish and medaka is present in zebrafish, and the cluster missing in zebrafish is present in pufferfish and medaka. Second, at least one gene may have been lost in the ray-fin lineage after the divergence of bichir, and that is Hoxa6, which is present in bichir, but absent from examined teleosts, although this Hoxa6 might also have been lost independently in Hoxaa and Hoxab clusters after duplication Fig. 6, #7 and #8). Third, several additional genes dropped out probably before the ray-fin genome duplication, including Hoxd1, Hoxd5, and Hoxd8.
As teleost lineages diverged, so did their Hox cluster content. In the zebrafish lineage (Fig. 6, #9), the entire hoxdb cluster appears to have been lost. We have identified and mapped to LG6 the zebrafish ESTs orthologous to human loci that directly flank the HOXD cluster, and are currently determining the genomic footprint left by the missing zebrafish cluster. In addition, hoxa10a, hoxa7a, and hoxa2a have all become pseudogenes in the zebrafish lineage, and hoxb13a and hoxb3b have been lost. Some Cyprinids other than zebrafish, including goldfish and some carp species (Risinger and Larhammar 1993
Pufferfish and medaka belong to the Acanthopterygii or spiny-ray fish, a group rich in species and morphologically diverse (Nelson 1994
The continuing evolution of Hox cluster genomic organization chronicled in Figure 6 raises the question of the roles of gene and genome duplication in the evolution of novel, lineage-specific morphologies. The pufferfish skeleton is highly derived, and many of these features are adaptations for puffing, the expansion of the gastrointestinal tract with water, which enlarges the fish and makes body spines more formidable defensive armamentation (Brainerd 1994
The S. nephalus PAC library was constructed as described (Amemiya et al. 2001
We thank Bill Cresko for helpful comments on the manuscript, Elizabeth Housworth for computational help, and NIH grant R01RR10715 and NSF IGERT grant DGE 9972830 for support. Part of this work was a portion of a Clark Honors College Undergraduate Thesis (J.P.) supported by the NSF-IGERT grant Summer Program for Undergraduate Research. The publication costs of this article were defrayed in part by payment of page charges. This article must therefore be hereby marked "advertisement" in accordance with 18 USC section 1734 solely to indicate this fact.
Article and publication are at http://www.genome.org/cgi/doi/10.1101/gr.1717804.
4 Corresponding author. [Supplemental material is available online at www.genome.org. The sequence data from this study have been submitted to GenBank under accession nos. AY303229 [GenBank] , AY303230 [GenBank] , AY303231 [GenBank] , AY303232 [GenBank] , AY303233 [GenBank] , AY303234 [GenBank] , AY303235 [GenBank] .]
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