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Vol 13, Issue 5, 794-799, May 2003

LETTER

Parallel Evolution by Gene Duplication in the Genomes of Two Unicellular Fungi

Austin L. Hughes1,3 and Robert Friedman2

1Department of Biological Sciences, University of South Carolina, Columbia, South Carolina 29208, USA; 2Department of Biology, Arizona State University, Tempe, Arizona 85287, USA


    ABSTRACT
 Top
 ABSTRACT
 RESULTS
 DISCUSSION
 METHODS
 WEB SITE REFERENCES
 REFERENCES
 
Phylogenetic analysis of conserved gene families in fission yeast Schizosaccharomyces pombe and brewer's yeast Saccharomyces cerevisiae showed that gene duplications have occurred independently in the same families in each of these two lineages to a far greater extent than expected by chance. These species represent distinct lineages of the phylum Ascomycota that independently evolved a "yeast" life cycle with a unicellular thallus that reproduces by budding, and many of the genes that have duplicated independently in the two lineages are known to be involved in crucial aspects of this life cycle. Parallel gene duplication thus appears to have played a role in the independent origin of similar adaptations in the two species. The results indicate that using phylogenetic analysis to test for parallel gene duplication in different species may help in identifying genes responsible for similar but independently evolved adaptations.


By giving rise to new genes encoding proteins of potentially novel function, gene duplication has long been thought to play a role in the adaptation of organisms to their environment (Ohno 1970Go; Hughes 1994Go; Lynch and Conery 2000Go). However, the patterns by which gene duplications have given rise to functionally new genes over the course of evolution remain poorly understood (Hughes 1999Go; Lynch and Conery 2000Go; Friedman and Hughes 2001aGo; Wolfe 2001Go; Gu et al. 2002Go; McLysaght et al. 2002Go). It has been proposed that duplication of different sets of genes in different lineages can promote speciation and adaptive radiation (Lynch and Force 2000Go). Thus, differential gene duplication is hypothesized to play a role in the origin of phenotypic diversity. On the other hand, it might be hypothesized that parallel duplication of the same set of genes can play a role in the adaptation of distantly related species to similar ecological niches. Thus, gene duplication may contribute to both divergent and convergent evolution at the phenotypic level.

We examined these processes by comparing the complete sets of protein-coding genes in two species of fungi in the phylum Ascomycota, the fission yeast Schizosaccharomyces pombe and brewer's yeast Saccharomyces cerevisiae. In contrast to many Ascomycota, both of these species have a life cycle characterized by a unicellular thallus that reproduces by budding (a "yeast" life cycle). S. pombe and S. cerevisiae belong to distinct classes (Archaeacomycetes and Hemiacsomycetes, respectively) that have been separated for as long as 420 million years (Sipiczki 2000Go), and the yeast life cycle is a derived character in Ascomycota that has evolved independently in the two lineages (Berbee and Taylor 1993Go). Using phylogenetic analysis, we timed gene duplications in these two species relative to their last common ancestor to examine the extent to which gene duplication has occurred in a parallel manner in these two lineages that have adapted independently to a similar mode of life.


    RESULTS
 Top
 ABSTRACT
 RESULTS
 DISCUSSION
 METHODS
 WEB SITE REFERENCES
 REFERENCES
 
Phylogenetic Analyses
Assembling conserved protein families by homology search and constructing phylogenetic trees of each family by the quartet maximum likelihood method (Strimmer and von Haeseler 1996Go), we identified a total of 645 such families in which the phylogeny supported an orthologous relationship between a gene or genes of S. pombe and a gene or genes of S. cerevisiae. For each gene duplication in these families, branch order in the phylogenetic tree was used to test the hypothesis that gene duplication occurred prior to the last common ancestor of the two species (Fig. 1). A slightly higher proportion of duplications in S. pombe than in S. cerevisiae were dated prior to their last common ancestor, but the difference between the two species was not statistically significant (Fig. 1).



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Figure 1. Summary of the results of phylogenetic analysis of protein families shared by Schizosaccharomyces pombe and Saccharomyces cerevisiae, conducted by the quartet maximum likelihood method. (A) Numbers of duplications in each species that, according to the phylogeny, occurred after their last common ancestor. (B) Numbers of duplications that occurred before the last common ancestor of the two species, as supported by an internal branch (arrow) in the phylogenetic tree that was supported by >=95% of 10,000 quartet-puzzling steps. In parentheses are numbers of duplications for which the internal branch was supported by >=70% of 10,000 quartet-puzzling steps.

 
In 56 families, one or more gene duplications were found to have occurred independently in each species after their last common ancestor (Fig. 2). On the basis of the observed rates of gene duplication after the common ancestor in the 645 families examined, independent gene duplication in each species was observed far more frequently than expected by chance (Fig. 2). These 56 families included 22 families of ribosomal proteins. To test whether the observed pattern was specific to ribosomal proteins, we conducted the same analysis after excluding the ribosomal proteins from the data set. In this case also, independent gene duplications in the two species were observed in the same families to a far greater extent than expected by chance (Fig. 2).



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Figure 2. Observed numbers of gene families with one or more duplications after the last common ancestor of Schizosaccharomyces pombe and Saccharomyces cerevisiae, illustrating the numbers of families duplicated in each species separately and in both species. Separate analyses were observed for a data set of all proteins (650 families) and for a data set excluding ribosomal proteins (623 families). Observed numbers were compared with expected numbers, calculated by multiplying the proportions of families with one or more duplications in S. pombe by the proportion of families with one or more duplications in S. cerevisiae. For both data sets the observed and expected numbers were significantly different ({chi}2 = 117.2 and 82.3, respectively; P < 0.00001 in both cases).

 
Duplication Time Estimates
On the assumption of a constant rate of protein evolution ("molecular clock"), we dated 132 gene duplications occurring after the divergence of the two species relative to the age of their common ancestor, assumed to have occurred 420 million years ago (Sipiczki 2000Go). The genome of S. cerevisiae shows evidence of numerous duplicated genomic blocks, which are possibly the result of an ancient polyploidization event (Wolfe and Shields 1997Go; Seoighe and Wolfe 1999Go; Friedman and Hughes 2001aGo). In contrast, the genome of S. pombe shows no evidence of a duplicated structure (Wood et al. 2002Go). We dated gene duplications in S. cerevisiae involving elements of putative duplicated blocks (Seoighe and Wolfe 1999Go) separately from other duplications.

Elements of duplicated blocks showed a significantly lower variance in estimated duplication times than other pairs of duplicated genes in S. cerevisiae or S. pombe (Fig. 3). This result is consistent with the hypothesis that many of the former genes were duplicated within a narrow time frame as would occur in the event of polyploidization (Fig. 3). However, the range of duplication times even of genes within the blocks was so large as to cast doubt on the hypothesis that all of them were duplicated simultaneously. The estimated mean duplication times for S. cerevisiae genes in duplicated blocks (197 ± 12 million years) and not in duplicated blocks (205 ± 18 million years) were similar (Fig. 3). In contrast, estimated mean duplication time for S. pombe genes (310 ± 17 million years) was significantly earlier (Fig. 3).



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Figure 3. Box-and-whiskers plots of estimated duplication times for gene pairs duplicated after the last common ancestor of Schizosaccharomyces pombe and Saccharomyces cerevisiae, grouped as follows: (1) 48 duplications in S. cerevisiae of genes that are not elements of duplicated genomic blocks; (2) 39 duplications in S. cerevisiae of genes that are elements of duplicated genomic blocks; and (3) 46 duplications in S. pombe. The hypothesis of an equal variance in all three groups was rejected (Levene's test; P = 0.004). However, the hypothesis of equal variance in S. cerevisiae duplications not in blocks and S. pombe duplications could not be rejected (Levene's test). One-way analysis of variance showed a significant difference in mean duplication time between the three groups (P < 0.001), and the Kruskal-Wallis test showed a significant difference in median duplication times among the three groups (P < 0.001). In each plot, the box covers the range between the first (Q1) and third (Q3) quartiles in the data. A horizontal line indicates the median, and a dot the mean. The vertical lines ("whiskers") cover the range from Q1 – 1.5 (Q3Q1) to Q3 + 1.5 (Q3Q1). Outliers are indicated by asterisks.

 

    DISCUSSION
 Top
 ABSTRACT
 RESULTS
 DISCUSSION
 METHODS
 WEB SITE REFERENCES
 REFERENCES
 
The 56 gene families duplicated independently in S. pombe and S. cerevisiae include several proteins involved in cell growth and fission. In addition to ribosomal proteins (Venema and Tollervey 1999Go) already mentioned, these include numerous proteins known to be involved in bud site selection, cell wall biosynthesis, and other key aspects of the cell cycle (Table 1). Given the high frequency of genes with crucial cell cycle functions in the 56 independently duplicated families, it seems likely that gene duplication in these families was involved in adaptation of the two lineages to the unicellular yeast life cycle. The difference in mean duplication times between the two species indicates that adaptation to this life cycle occurred considerably earlier in the lineage of S. pombe than in that of S. cerevisiae. This is consistent with phylogenetic evidence supporting early branching of S. pombe within the Ascomycota and more recent radiation of the order Saccharomycetales (including S. cerevisiae; Berbee and Taylor 1993Go).


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Table 1. Gene Families Independently Duplicated in S. cerevisiae and S. pombe Encoding Proteins With Known Roles in Processes Important to the Cell Cycle (Excluding Ribosomal Proteins)

 
The fact that many of the gene duplications in duplicated blocks of the S. cerevisiae genome were estimated to have occurred ~200 million years ago (Mya) is consistent with the occurrence of a polyploidization event around this time, as has been proposed previously (Friedman and Hughes 2001aGo). Such a polyploidization event may have been a source of duplicate genes that this fungus was able to use in adapting to a unicellular lifestyle. It is of interest, however, that S. pombe has adapted to a similar lifestyle through gene duplication without polyploidization. Furthermore, numerous gene duplications occurred in S. cerevisiae outside of the duplicated blocks and thus independently of the polyploidization event. Likewise, not all of the duplications within the blocks appear to have occurred at the same time (Fig. 3), indicating that duplication of genomic blocks has been an ongoing feature of the evolution of S. cerevisiae (Friedman and Hughes 2001aGo). Consequently, our results indicate that, although polyploidization can provide raw material for adaptive evolution, it is by no means essential to the origin of multiple new genes with novel functions. Thus, a peak of gene duplications over the course of evolutionary history need not imply a polyploidization event, contrary to the implication of some recent papers (e.g., Gu et al. 2002Go; McLysaght et al. 2002Go).

There is evidence that gene duplication occurs continually over the course of genome evolution (Lynch and Conery 2000Go). The mechanisms involved include "tandem" duplication of individual genes, duplication of larger genomic segments (Samonte and Eichler 2002Go), and (more rarely) whole genome duplication by polyploidization. Most duplicate genes are eventually lost, but duplicates that become specialized for adaptively important new functions have a much greater chance of being retained (Hughes 1994Go; Lynch et al. 2001Go). In each of the two yeast species, after their last common ancestor, substantial numbers of new duplicate genes have been retained in the genome. Our results indicate that such a peak of retained gene duplications is the signature of adaptive evolution at the genomic level.

Furthermore, our results indicate a novel approach for identifying genes potentially underlying phenotypic adaptations of interest. If two distantly related organisms have evolved similar phenotypic adaptations independently, phylogenetic analyses can be used as in the present study to identify gene families that have duplicated independently in the two lineages. Such gene families will, in turn, provide a set of candidate genes for understanding the molecular basis of adaptations shared by the two lineages.


    METHODS
 Top
 ABSTRACT
 RESULTS
 DISCUSSION
 METHODS
 WEB SITE REFERENCES
 REFERENCES
 
Sequences and Homology Searches
The set of complete protein translations (proteome) for S. cerevisiae was obtained at http://genome-www.stanford.edu/Saccharomyces; that for S. pombe at http://www.sanger.ac.uk/Projects/S_pombe; that for Arabidopsis thaliana at http://www.tigr.org; that for Caenorhabditis elegans at http://www.sanger.ac.uk/C_elegans; and that for Drosophila melanogaster at ftp://ftp.ebi.ac.uk/pub/databases/edgp/sequence_sets. Proteome data sets from 38 complete genomes of bacteria and all available sequences from a set of other representative organisms (the slime mold Dictyostelium discoidium, the zebrafish Danio rerio, the pufferfish Takifugu rubripes, the frog Xenopus laevis, the human Homo sapiens, and the mouse Mus musculus) were obtained from the National Center for Biotechnology Information (NCBI, http://www.ncbi.nlm.nih.gov/).

The text file of the nonredundant proteins was formatted as a database file using the BLAST tools obtained from the National Center for Biotechnology Information (NCBI) ftp site (ftp://ftp.ncbi.nlm.nih.gov; Altschul et al. 1997Go). After the nonredundant proteome was determined for each genome, each protein was used to search for homology among the rest of the proteome. This "all against all" BLAST method was performed using the blastall executable, which is packaged with the BLAST tools. Similarly, each protein in the nonredundant human proteome was searched against all proteins from other genomes. In searching human proteins against the remainder of the human proteome and in searching human proteins against nonhuman proteins, we used an expect value of E = 10–50. A strict search criterion identifies as homologous only proteins showing evidence of homology throughout the length of the protein, rather than those with homology in only one domain or a few domains (Friedman and Hughes 2001aGo,bGo). In all cases, we used the defaults of a BLOSUM62 substitution matrix and the SEG filter (Wootton and Federhen 1993Go). The resultant records were filtered using MSPcrunch, a program to filter and convert the BLAST output to a tabular format (Sonnhammer and Durbin 1994Go).

Given all pairs of homologous proteins, a "single link" method was used to find the protein families. This step groups genes that share homology. For example, if gene A and B are in a family, and B and C are in another family, then A, B, and C are in a family. Furthermore, in this example, if A and D also share homology, then A, B, C, and D are in a family. Within families, amino acid sequences were aligned using CLUSTAL W 1.81 (Thompson et al. 1994Go).

Phylogenetic Analyses
Phylogenetic trees were constructed by the quartet maximum-likelihood (ML) method (Strimmer and van Haeseler 1996Go) as implemented in TREEPUZZLE 5.0, using the JTT (Jones et al. 1992Go) model of amino acid evolution and assuming that rate variation among sites followed a gamma distribution. On the basis of tree topology, we determined the time of each gene duplication event in S. cerevisiae or S. pombe relative to divergence of S. cerevisiae and S. pombe. This method of timing duplication events does not assume a constant rate of molecular evolution (molecular clock) and is independent of the rooting of the tree. We considered a branch to be significantly supported if it was supported in 95% or more of 10,000 puzzling steps; this represents a highly conservative test for significance of an internal branch (Strimmer and van Haeseler 1996Go). Strimmer and van Haeseler (1996)Go recommend the use of a 70% criterion; we therefore report these results as well (Fig. 1). We concluded that a gene duplicated prior to the cladogenetic event if the internal branch supporting that duplication was significantly supported.

Molecular Clock Analyses
To have an estimate of the time of duplication of genes in S. cerevisiae and S. pombe that duplicated after the last common ancestor of the two species, we applied the linearized tree method to these fungal sequences (Takezaki et al. 1995Go). The trees were calibrated using 420 million years as the divergence time of the two species (Sipiczki 2000Go). Note that the relative values of the estimated duplication times for genes duplicated within the S. pombe and S. cerevisiae lineages (Fig. 3) are not dependent on the accuracy of the estimate of the age of their common ancestor.

The Poisson model of amino acid evolution was used in constructing the linearized trees. This simple model was used because it has a lower variance than more complex models (Nei and Kumar 2000Go) and because, in these analyses involving relatively closely related sequences, it yielded essentially identical results to more complex models (data not shown). Ribosomal proteins were not used in the linearized tree analyses because amino acid sequences of these proteins were identical or nearly so within species, making a divergence time estimate impossible. Also excluded were other families in which the amino acid sequences within one species were identical. Furthermore, we excluded any case in which the assumption of linearity was not met in the tree involving sequences from S. pombe and S. cerevisiae.

In separate preliminary analyses for each of the two species, we used t-tests to test the hypothesis of the equality of mean divergence time in the following two groups of genes: (1) genes duplicated in each species; (2) genes duplicated in only one of the species. In each species, there was no significant difference between the means for these two groups. For S. pombe, the mean estimated divergence time for genes duplicated independently in both species was 316 ± 18 (standard error) Mya, whereas that for genes duplicated only in S. pombe was 300 ± 33 Mya. For S. cerevisiae, the mean estimated divergence time for genes duplicated independently in both species was 192 ± 18 Mya, whereas that for genes duplicated in S. cerevisiae it was 206 ± 15 Mya. Because there was no significant difference between these two groups in each species, the two groups were pooled within species for subsequent analyses.

Estimated divergence times were compared by one-way analysis of variance among the following three groups: (1) S. pombe genes; (2) S. cerevisiae genes that are elements of putative duplicated blocks (as defined by Seoighe and Wolfe 1999Go); and (3) S. cerevisiae genes that are not elements of putative duplicated blocks. Levene's test of homogeneity of variance rejected the hypothesis of homogeneity of variance between these groups; however, the hypothesis of homogeneity of variance between groups 1 and 3 was not rejected. One-way analysis of variance was used in analyzing the data because it is known to be resistant to lack of homogeneity of variance (Lindman 1974Go).


    WEB SITE REFERENCES
 Top
 ABSTRACT
 RESULTS
 DISCUSSION
 METHODS
 WEB SITE REFERENCES
 REFERENCES
 
ftp://ftp.ebi.ac.uk/pub/databases/edgp/sequence_sets; Drosophila melanogaster proteome.

http://www.ncbi.nlm.nih.gov/; National Center for Biotechnology Information (NCBI).

http://genome-www.stanford.edu/Saccharomyces; Saccharomyces cerevisiae proteome.

http://www.sanger.ac.uk/C_elegans; Caenorhabditis elegans proteome.

http://www.sanger.ac.uk/Projects/S_pombe; Schizosaccharomyces pombe proteome.

http://www.tigr.org; Arabidopsis thaliana proteome.


    Acknowledgements
 
This research was supported by NIH grants R33 GM066710 and R01 GM43940 to A.L.H. We are grateful for comments by Federica Verra and Aoife McLysaght.

The publication costs of this article were defrayed in part by payment of page charges. This article must therefore be hereby marked "advertisement" in accordance with 18 USC section 1734 solely to indicate this fact.


    Footnotes
 
3 Corresponding author. Back

E-MAIL austin{at}biol.sc.edu; FAX (604) 877-6085.

Article and publication are at http://www.genome.org/cgi/doi/10.1101/gr.714603.


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    Received August 15, 2002; accepted in revised format March 4, 2003.


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    Genes Dev. Learn. Mem.
    Protein Science RNA Genome Res.