Vol 13, Issue 4, 533-543, April 2003
Regulatory Roles of Conserved Intergenic Domains in Vertebrate Dlx Bigene Clusters
Noël Ghanem1,2,7,
Olga Jarinova1,2,7,
Angel Amores3,
Qiaoming Long1,2,5,
Gary Hatch1,
Byung Keon Park1,6,
John L.R. Rubenstein4 and
Marc Ekker1,2,8
1Ottawa Health Research Institute and2
Department of Cellular and Molecular Medicine, University of
Ottawa, Ottawa, Ontario, Canada K1Y 4E9; 3Institute of
Neuroscience, University of Oregon, Eugene, Oregon 97403, USA;4
Nina Ireland Laboratory of Developmental Neurobiology,
Center for Neurobiology and Psychiatry, Department of Psychiatry and
Programs in Neuroscience, Developmental Biology and Biomedical
Sciences, University of California at San Francisco, California
941430984, USA.
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ABSTRACT
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Dlx homeobox genes of vertebrates are generally arranged as
three bigene clusters on distinct chromosomes. The Dlx1/Dlx2,
Dlx5/Dlx6, and Dlx3/Dlx7 clusters likely originate
from duplications of an ancestral Dlx gene pair. Overlaps in
expression are often observed between genes from the different
clusters. To determine if the overlaps are a result of the conservation
of enhancer sequences between paralogous clusters, we compared the
Dlx1/2 and the Dlx5/Dlx6 intergenic regions from
human, mouse, zebrafish, and from two pufferfish, Spheroides
nephelus and Takifugu rubripes. Conservation between all
five vertebrates is limited to four sequences, two in
Dlx1/Dlx2 and two in Dlx5/Dlx6. These noncoding
sequences are >75% identical over a few hundred base pairs, even in
distant vertebrates. However, when compared to each other, the four
intergenic sequences show a much more limited similarity. Each
intergenic sequence acts as an enhancer when tested in transgenic
animals. Three of them are active in the forebrain with overlapping
patterns despite their limited sequence similarity. The lack of
sequence similarity between paralogous intergenic regions and the high
degree of sequence conservation of orthologous enhancers suggest a
rapid divergence of Dlx intergenic regions early in
chordate/vertebrate evolution followed by fixation of
cis-acting regulatory elements.
[Supplemental
material is available online at www.genome.org.]
Vertebrates possess anatomical features not seen in their closest
living invertebrate relatives, the protochordates
such as tunicates and cephalochordates. Genetic changes, such as the
evolution of new regulatory pathways, may have permitted the origin of
these innovations. Gene duplication followed by functional divergence
of paralogs constitutes a major mechanism that permits such changes. An
important contribution to the evolutionary divergence of paralogs may
be through changes in mechanisms that control gene expression via
cis-acting regulatory sequences in the noncoding region of
genes. However, the identification of cis-acting regulatory
elements remains challenging, even after the completion of a few
vertebrate genome sequences.
The vertebrate Dlx genes, which encode a family of
homeobox-containing transcription factors related in sequence to the
Drosophila Distal-less (Dll) gene product, constitute
one example of functional diversification of paralogs. All vertebrates
investigated thus far have at least six Dlx genes that are
generally arranged as three bigene clusters: Dlx1/Dlx2,
Dlx5/Dlx6, and Dlx3/Dlx7 (Simeone et al. 1994 ;
McGuinness et al. 1996 ; Nakamura et al. 1996 ; Stock et al. 1996 ; Ellies
et al. 1997 ; Liu et al. 1997 ). Each bigene cluster is localized on a
distinct chromosome that also contains one of the Hox
clusters, suggesting that the duplication events that generated the
multiple Dlx bigene clusters of vertebrates also involved the
Hox genes (Stock et al. 1996 ; Amores et al. 1998 ). The two
linked Dlx genes are in an inverted configuration and
separated by a short intergenic (3.516 kb) region. Because only one
Dll-like gene is found in invertebrates such as
Drosophila and Caenorhabditis elegans, the multiple
vertebrate Dlx genes are thought to have arisen as a result of
tandem gene duplication events from one "hypothetical" common
ancestor to nematodes, arthropods, and vertebrates. The presence, in
the tunicate Ciona intestinalis of pair of Dll-like
gene with an organization similar to that of the vertebrate
Dlx (Di Gregorio et al. 1995 ; Caracciolo et al. 2000 ) supports
the hypothesis that the initial duplication predated the existence of
vertebrates.
Gene families such as the Dlx family provide attractive models
for studying gene regulation and functional divergence between
paralogs. The bigene cluster arrangement of Dlx genes is
conserved amongst distant vertebrates and a direct association is seen
between the genomic organization of the genes and their expression
pattern in different species (Ellies et al. 1997 ; Zerucha et al. 2000 )
suggesting that the mechanisms of regulation might have been conserved,
at least in part. Functional conservation among different orthologs, as
inferred from comparative expression patterns seems to be applicable to
most vertebrate Dlx genes (Quint et al. 2000 ; Zerucha and
Ekker 2000 ). Partial functional redundancy between Dlx
paralogs is suggested by the overlapping gene expression patterns and
phenotypes of mice with targeted Dlx mutations (Qiu et al.
1995 , 1997 ; Anderson et al. 1997 ; Acampora et al. 1999 ; Depew et al.
1999 ; Robledo et al. 2002 ). Sharing of cis-regulatory elements
between members of a Dlx bigene cluster may contribute to the
overlap in gene expression and to their partial functional redundancy.
Consistent with a model of enhancer-sharing, two highly conserved
enhancer elements, I56i and I56ii, were identified in the intergenic
region of the Dlx5/Dlx6 genes of zebrafish, mouse, and human
and were able to target expression of reporter transgenes to the
forebrain of both mouse and zebrafish in patterns that mimic the
endogenous gene expression (Zerucha et al. 2000 ). Recently, Sumiyama
and collaborators conducted a comparative sequence analysis of the
mouse and human Dlx3/Dlx7 (Dlx3/Dlx4 was suggested as
revised nomenclature by Panganiban and Rubenstein 2002 ) bi-gene
cluster (Sumiyama et al. 2002 ). Conserved sequences were identified
both in the coding and noncoding regions of Dlx3/Dlx7.
Comparisons of the two mammalian loci with the orthologous
dlx3/dlx7 bigene cluster from zebrafish revealed a much more
limited similarity (Sumiyama et al. 2002 ).
The two genes from the Dlx1/Dlx2 cluster are expressed in the
developing forebrain with patterns that overlap partially with those of
Dlx5 and Dlx6. As the Dlx1/Dlx2 and
Dlx5/Dlx6 bigene clusters probably originate from the
duplication of an ancestral cluster, the forebrain expression of
Dlx1 and Dlx2 could be attributable to enhancer
sequences related to I56i and/or I56ii. To address this possibility and
to get a comprehensive understanding of cis-acting regulatory
elements in the Dlx1/Dlx2 and Dlx5/Dlx6 intergenic
regions, we have performed a homology search (phylogenetic
footprinting) between the intergenic regions of the two bigene clusters
from five vertebrate species: human, mouse, zebrafish, Takifugu
rubripes (formerly Fugu rubripes) and Spheroides
nephelus. Sequence conservation between all five species is limited
to four distinct sequences of a few hundred base pairs, two in each
intergenic region. Each sequence shows enhancer activity in transgenic
mice and/or zebrafish. A novel forebrain enhancer, I12b, was identified
in the Dlx1/Dlx2 intergenic region, but surprisingly, it shows
almost no sequence similarity to the I56i and I56ii forebrain
enhancers, suggesting that highly overlapping patterns of expression
can be conferred by highly different cis-acting regulatory
sequences.
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RESULTS
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Genomic Organization of Dlx1/Dlx2 and Dlx5/Dlx6 Bigene Clusters in Two Species of Pufferfish
The genomic organization of two loci containing Dlx genes
was examined in Spheroides nephelus and Takifugu
rubripes and was compared to that of zebrafish, mouse, and human.
Initial orthology assignment was based on the sequence of the third
exon of the genes, which contains part of the homeobox. Orthology was
further confirmed by sequence analysis of the intergenic region. As
previously described for zebrafish, mouse, and human (Simeone et al.
1994 ; McGuinness et al. 1996 ; Ellies et al. 1997 ; Zerucha et al. 2000 ),
the dlx1/dlx2 genes and the dlx5/dlx6 genes of
Spheroides and Takifugu are organized as two pairs of
genes, both found in an inverted and convergent configuration (Figs.
1A, 2A).

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Figure 1. Conserved sequences in the Dlx1/Dlx2 intergenic region.
(A) Schematic representation of the Dlx1/Dlx2
intergenic region of five vertebrate species. The third exons of the
Dlx genes are indicated. The position of the polyadenylation
sequence in the Dlx genes of Spheroides and
Takifugu is an estimate. In addition to the I12a and I12b
sequences, ovals labeled "c" represent a region of sequence
conservation between the three teleost fish species. (B)
Percentage identity for I12a and I12b in pairwise sequence
comparisons.
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Figure 2. Conserved sequences in the Dlx5/Dlx6 intergenic region.
(A) Schematic representation of the Dlx5/Dlx6
intergenic region of five vertebrate species. The third exon of the
Dlx genes are indicated. The position of the polyadenylation
sequence in the Dlx genes of Spheroides and
Takifugu is an estimate. In addition to the I56i and I56ii
sequences, ovals labeled iii, iv, and v represent regions of sequence
conservation between a subset of the five species. Sequence alignments
can be found as supplemental files. (B) Percentage identity
for I56i and I56ii in pairwise sequence comparisons.
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The size of the Dlx1/Dlx2 intergenic region in the five
species varies between about 4.55.0 kb for the two pufferfish to 10.7
kb for human (Fig. 1A). It was difficult to determine with precision
the size of the pufferfish intergenic regions because no cDNA sequences
are available for the Dlx1 and Dlx2 genes from these
species and unequivocal polyadenylation signals were sometimes hard to
find in the genomic sequence. The distance that separates the two stop
codons is 5.3 kb in both species.
The size of the Dlx5/Dlx6 intergenic region varied between 10
kb for mouse and human and about 3.03.5 kb for the three teleost fish
(Fig. 2A). Thus despite the fact that the genome size for Takifugu
rubripes and Spheroides nephelus is 4 and 8 times
smaller than those of the zebrafish and mouse/human, respectively, this
is not reflected in proportionally smaller intergenic regions.
Sequence Comparisons and Identification of Highly Conserved Noncoding Sequence Elements in the Dlx Intergenic Regions
We examined the Dlx1/Dlx2 and Dlx5/Dlx6 intergenic
regions of the five vertebrate species for conserved sequences. The
mouse and human Dlx1/Dlx2 intergenic regions were highly
similar with 80% overall sequence identity (Fig.
3A). The same applies for the human
Dlx5/Dlx6 intergenic region (78% Fig. 3B) and for the
dlx1/dlx2 and dlx5/dlx6 intergenic regions of
Takifugu rubripes and Spheroides nephelus with 85%
and 87% sequence identity, respectively (data not shown). This
reflects the relatively recent divergence from one common ancestor
between mouse and human ( 60 million years), on the one hand, and
between the two species of pufferfish, on the other hand (between 535
million years). Despite the high degree of sequence conservation
between orthologous loci, the paralogous intergenic regions,
Dlx1/Dlx2 and Dlx5/Dlx6, do not show any striking
sequence similarity and no large regions of sequence similarity can be
found between the intergenic sequence separating Dlx3 and
Dlx7 of human, mouse, and zebrafish (Sumiyama et al. 2002 ).

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Figure 3. Percentage identity plot (PIP) of the (A) Dlx1/2, and
(B) Dlx5/6 intergenic regions between mouse, human,
and zebrafish. The mouse sequence is shown on the horizontal axis and
the percentage identity to the human (top plot) and zebrafish
sequences (lower plot) are shown on the vertical axis.
Sequences used for comparison include the intergenic regions and the
3'UTRs of both flanking genes. In A, Dlx1 is to the
left and in B, Dlx5 is to the left.
Shaded dark and light gray areas indicate the positions of enhancers.
Repetitive sequences are shown as follows: black triangles, mammalian
interspersed repeats (MIR); vertical rectangles, simple sequence
repeats; CpG islands: white horizontal rectangle, CpG ratio >0.60;
gray rectangles, CpG ratio >0.75. For further details on PIP analyses,
see http://bio.cse.psu.edu/pipmaker.
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Two highly conserved sequences that were previously identified in the
Dlx5/Dlx6 intergenic region of zebrafish, mouse, and human
(Zerucha et al. 2000 ), I56i and I56ii, were also found in the
dlx5/dlx6 intergenic regions of Takifugu and
Spheroides. They constitute the only two regions of high
sequence similarity between all five species (Fig. 2A, 3B). The sizes
of I56i and I56ii are 440 bp and 310 bp, respectively, and the
identity percentages in pairwise comparisons vary between 81 and 99%
(Fig. 2B; five-species alignment provided as supplementary Figs. 1 and
2). The relative positions and orientation of the I56i and I56ii
sequences with respect to the flanking genes were identical for all
five vertebrates. In both the mouse/human (Fig. 3B) and the
Takifugu/Spheroides (not shown) alignments, I56i and I56ii
reside in a region of overall stronger sequence conservation.
In addition to I56i and I56ii, we found two sequences of 150200 bp
with >80% identity between zebrafish, Takifugu, and
Spheroides (Fig. 2A; alignments provided as supplementary
Figs. 3 and 4). The first is found in the 3'UTR sequence of zebrafish
dlx5a (see note concerning the nomenclature of zebrafish
dlx genes in the Methods section) and at a corresponding
position, with respect to the predicted stop codons of the
Takifugu and Spheroides orthologs (Fig. 2A). The
second is found just downstream of the 3'UTR of zebrafish
dlx6a and at a similar position in the pufferfish orthologs.
Finally, a fragment of about 100 bp with 83% sequence identity was
found between the end of dlx5a and I56ii in zebrafish and
Takifugu but was not found in Spheroides (alignment
provided as supplementary Fig. 5). None of the three shorter conserved
sequences could be identified in the two mammalian loci.
We identified two highly conserved sequences in the Dlx1/Dlx2
intergenic regions of the five vertebrates. The first, I12a, is 550
bp in length and the percentages in sequence identity in pairwise
comparisons vary between 83% and 99% (Figs. 1B,
4). The second, I12b, is about 400 bp in
length and shows percentages of identity that vary between 75% and
97% (Figs. 1B, 5). The relative positions
and orientations of I12a and I12b with respect to the Dlx1 and
Dlx2 genes were identical in all five species. As for I56i and
I56ii, the I12a and I12b sequences reside in a region of overall
stronger sequence conservation in mouse/human (Fig. 3A) and in
Takifugu/Spheroides (not shown) pairwise comparisons.

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Figure 4. Multiple sequence alignment of I12a in five vertebrate species; M,
mouse; H, human, T, Takifugu rubripes; S, Spheroides
nephelus; and Z, zebrafish. The consensus sequence represents
identity in four out of five species.
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In addition to I12a and I12b, we identified a sequence of 320 bp,
I12c, that was conserved between Takifugu,
Spheroides, and zebrafish. This sequence is located
between the end of dlx2 and I12a (Fig. 1A; alignment provided
as supplementary Fig. 6). Finally, a sequence of 110 bp was found in
or near the 3'UTR of Dlx1 of mouse and human and the in the
zebrafish dlx1/dlx2 locus, between the 3'end of dlx1
and I12b (alignment provided as supplementary Fig. 7). This sequence
contains a TTA tri-nucleotide repeat but sequence conservation extends
beyond this repeat.
The Sequences Conserved Between All Five Vertebrate Species Contain Enhancers
To determine that the conserved Dlx intergenic sequences,
I56i, I56ii, I12a, and I12b, constitute cis-acting regulatory
sequences, they were tested in reporter constructs that were injected
to produce transgenic mice and zebrafish. As previously reported, I56i
and I56ii target expression of lacZ reporter constructs to the
forebrain of transgenic mice and zebrafish starting at E10 and
persisting in adult mice (Zerucha et al. 2000 ). The mouse I56i sequence
can efficiently target expression to the forebrain by itself in 100%
of primary transgenic mice expressing the transgene and in three out of
four transgenic lines (Fig. 6A; Table
1) (Zerucha
et al. 2000 ). The zebrafish I56i sequence also targeted expression to
the forebrain of 12 out of 12 primary transgenic mouse embryos (Zerucha
et al. 2000 ). In both cases, reporter gene expression precisely mimics
that of the endogenous Dlx5 gene and highly overlaps with that
of Dlx6 (Zerucha et al. 2000 ).

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Figure 6. Enhancer activity of conserved Dlx intergenic sequences in
transgenic mice (AE) and zebrafish
(FJ). (A) Mouse I56i, (B) mouse
I56ii, and (C) mouse I12b each drive reporter gene expression
to the telencephalon (BT) and diencephalon (Di) of transgenic mice, as
shown here in mouse embryos. (D, E) Mouse I12a drives
reporter gene expression to a subset of mesenchymal cells in the
mandibular (Md) component of the first branchial arch and in the second
branchial arch (Hy) of an E11.5 embryo. (AD) are
sagittal views and (E) is a frontal view of the embryo shown
in (D). All embryos are at stage E1112. FN, frontonasal
prominence. (F) Head of 48 hpf primary transgenic zebrafish
embryo, dorso-lateral view, injected with the control
dlx6a-GFP reporter plasmid. Injection of this construct
results in very few GFP-positive cells with no tissue specificity
(n > 150). (G,H) Lateral and frontal views,
respectively, of a 48-hpf zebrafish embryo from a transgenic line
produced with a construct made with the dlx6a-GFP reporter
plasmid that also contained a 1.4-kb dlx5a/dlx6a intergenic
fragment containing I56i and I56 ii. I and II indicate the diencephalic
and telencephalic domains of transgene expression, which also
correspond to endogenous dlx expression patterns in the
zebrafish forebrain. (I) Frontal view of a 48-hpf primary
transgenic zebrafish embryo injected with a dlx6a-GFP that
also contained a 4.0-kb mouse Dlx5/Dlx6 intergenic fragment
that comprises I56i. The transgene is expressed predominantly in the
telencephalic domain II. (J) Lateral view of a 48-hpf primary
transgenic zebrafish embryo injected with a dlx6a-GFP that
also contained a 2.8-kb mouse Dlx5/Dlx6 intergenic fragment
that comprises both I56i and I56ii. GFP-positive cells are seen only in
the telencephalic domain, II.
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Three primary transgenic mice and two established lines containing a
mouse I56ii reporter construct expressed lacZ in the forebrain
(Fig. 6B), although the intensity of the ß-galactosidase staining was
more variable between the telencephalic and diencephalic expression
domains, and staining seemed often weaker than that observed with I56i
constructs. However, the mouse I56ii (this work) was more efficient at
targeting transgene expression to the forebrain than its zebrafish
counterpart (Zerucha et al. 2000 ).
When tested in transgenic zebrafish, a construct containing both
zebrafish I56i and I56ii targeted expression of the green fluorescent
protein (GFP) reporter transgene to the domains of dlx
expression in the telencephalon and diencephalon (Fig. 6G,H). In this
transgene construct, GFP is placed immediately downstream of a 3.5-kb
fragment of the dlx6a 5'-flanking region including the promoter and
part of the 5'UTR. This 5'-flanking fragment does not, by itself,
target expression of GFP in a specific manner (Fig. 6F; no reproducible
pattern in >150 embryos injected). However, in the presence of the
zebrafish enhancers, 7580% of injected embryos (n>400) had
forebrain expression starting at 18 h postfertilization (hpf) and
lasting until at least 96 hpf. Three transgenic lines could be produced
all with comparable expression patterns and intensity. An embryo from
one line is shown in Figure 6G and H. In contrast, the same intergenic
fragment coupled to the ß-globin minimal promoter, which was used
for transgenic mouse constructs, showed forebrain expression in
only 8% of injected embryos and only 0.5% of them had more than 10
GFP-positive cells (Zerucha et al. 2000 ). The difference between
efficiency of the human ß-globin minimal promoter fragment between
human and zebrafish is, at present, unclear.
Similar transgene constructs containing the mouse I56i sequence (Fig.
6I) or a combination of I56i and I56ii (Fig. 6J), inserted in the
5-dlx6a-GFP plasmid, expressed GFP in the forebrain
of transgenic zebrafish although the proportions of transgenic
embryos were smaller than those observed with the corresponding
construct containing zebrafish sequences. Thus, for both constructs,
3540% embryos showed forebrain expression (n > 150 for each
construct) with most of the GFP-positive cells in the telencephalic
domain of dlx expression (Fig. 6 I,J).
The mouse I12b conserved sequence targeted reporter transgene
expression to the forebrain of transgenic mice, starting at E10 and
lasting until E16, the latest time point examined (Fig. 6C; Table 1;
3/3 primary embryos and 5/5 transgenic lines). This construct also
produced expression in the apical ectodermal ridge, another site of
endogenous Dlx expression although expression was more
variable in intensity (Table 1) compared to that observed in the
forebrain. Preliminary examination of sections of brains from lines of
transgenic mice expressing the I12b-lacZ construct indicates
that the constructs faithfully mimic expression of Dlx1/Dlx2
in the telencephalon and diencephalon (data not shown). Thus, despite
the fact that their sequences are highly divergent (see below), the
three intergenic sequences, I56i, I56ii, and I12b, act as
cis-acting forebrain enhancers with highly overlapping
patterns of activity.
A 1.9-kb Xba1-EcoR1 fragment containing the I12a
conserved sequence targeted lacZ expression to a subset of
Dlx-expressing cells in the mesenchyme of the mandibular
component of the first branchial arch and in the hyoid arch starting at
E9.5 and lasting until at least E16, when expression gradually
diminishes (Fig. 6D,E; Table 1; B.K. Park, S. Sperber, B.L. Thomas, G.
Hatch, N. Ghanem, P.T. Sharpe, and M. Ekker, unpubl. observations).
Reporter transgene expression was observed in six out of seven
transgenic lines (Table 1). A 1.6-kb Xho1 fragment containing
zebrafish I12a targeted expression in one out of two lines of
transgenic mice (Table 1).
As the Dlx1/Dlx2 intergenic regions of mouse and human showed
sequence conservation that extended beyond the above two enhancers
(Fig. 3A), we produced transgenic mice with reporter constructs
containing mouse intergenic fragments outside I12a and I12b. Thus, a
construct containing a 1.5-kb DNA fragment located between I12a and
I12b, with 80% identity between mouse and human (Figs. 1, 3A), did not
show enhancer activity in mouse embryos (zero out of three primary
transgenic embryos, as determined by detection of the transgene using
PCR). Transgenic analysis of combinations of fragments from the mouse
Dlx1/Dlx2 intergenic region failed to indicate any enhancer
activity that could be assessed to sequences outside I12a and I12b.
Notably, some of these constructs included I12c (zero out of six
PCR-positive embryos) suggesting that this sequence has no enhancer
activity by itself, although it cannot be ruled out that it may
cooperate with either I12a or I12b in a quantitative manner.
The Three Forebrain Enhancers Show Limited Sequence Similarity
The similar activity of the I12b, I56i, and I56ii enhancers in
transgenic mice led us to investigate whether there could be sequence
similarities between them. We made pairwise and dot matrix alignments
of the three forebrain enhancers in both orientations. We also compared
the forebrain enhancers with I12a. We did not find long stretches of
sequence similarity among the four enhancers. The best dot matrix
alignment was obtained by comparing I12b with I56i (Fig.
7A). A short fragment that extended between
6080 bp, depending on individual pairwise alignments, was present in
all three forebrain enhancers but not in I12a. The two enhancers from
the Dlx5/Dlx6 locus are in opposite orientations in this
alignment (shown for the zebrafish sequences in Fig. 7B). The overall
similarity over the short region is between 5060%, thus smaller than
the similarity between orthologous enhancer sequences (Figs. 1B, 2B).
Interestingly, this region of similarity was also found downstream of
the zebrafish dlx2b gene, a gene thought to be a duplicate of
dlx2a, but that is not part of a bigene cluster (A. Amores and
M. Ekker, unpubl. observations).

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Figure 7. Limited similarity between intergenic forebrain enhancer sequences.
(A) Dot matrix comparison of the zebrafish I12b and I56i. The
main two regions of sequence similarity are shown in B as
multiple sequence alignments between I12b, I56i, and I56ii, and a
sequence downstream of the zebrafish dlx2b. A three out of
four consensus is shown. Putative Dlx binding sites, (A/C/G/)
TAATT (G/A) (C/G), are indicated in bold, with mismatches highlighted.
Additional TAAT/ATTA core homeodomain protein-binding sites are also
highlighted.
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The sequences shown in Figure 7B include a putative Dlx
binding site, (A/C/G/) TAATT (G/A) (C/G) (Feledy et al. 1999 ), near
both ends of the similarity region. The core binding site for many
homeodomain proteins (TAAT/ATTA) was also found between the two
putative Dlx binding sites in many of the enhancers (Fig. 7B). The
spacing between the Dlx binding sites was similar in all three
enhancers. We previously showed that mutagenesis of both Dlx binding
sites in I56i abolished almost completely the reporter gene expression
in the forebrain of transgenic mice, suggesting that these sites are
essential for activation or maintenance of enhancer activity, possibly
through a crossregulatory or autoregulatory mechanism (Zerucha et al.
2000 ). The Dlx binding sites and surrounding nucleotides are less
conserved in I56ii than those in I12b and I56i. The I56ii sequence is
not activated by Dlx proteins in transfection assays, contrarily to
I56i and I12b (Zerucha et al. 2000 ; N. Ghanem and M. Ekker, data not
shown). This may also explain why it is less efficient than the other
two enhancers in targeting a strong and consistent forebrain
expression.
We also looked for additional protein-binding sites within the four
enhancers (using Genomatix, Matinspector professional software;
www.genomatix.de) and could not find any that were consistently found
in all of them or in the three forebrain enhancers except for the
homeodomain protein-binding sites TAAT/ATTA. Interestingly, the
Dlx binding site is also a low affinity-binding site (Chen and
Schwartz 1995 ) for members of the Nkx family, that are known
to be expressed in the forebrain. Nkx2.1, for instance,
regulates regionalization in a subset of cells in the basal ganglia
(Sussel et al. 1999 ) where the Dlx genes are also expressed.
In summary, the similarity between enhancers from paralogous bigene
clusters occurs only in a small region of the total enhancer sequence,
which, in turn, is highly conserved and over a much longer distance
between orthologous, but not paralogous loci.
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DISCUSSION
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Conserved Organization of the Intergenic Region of Orthologous Dlx Bigene Clusters
We have performed a search for homologies in the intergenic region
separating the two Dlx genes of bi-gene clusters in five
different vertebrate species. Our analysis further illustrates the
usefulness of "phylogenetic footprinting" (Muller et al. 2002 ) to
identify cis-acting regulatory sequences. Examination of the
region that separates the two Dlx genes that constitute the
Dlx1/Dlx2 or the Dlx5/Dlx6 bigene clusters reveals
regions of high sequence conservation as well as conserved organization
of the intergenic region for orthologous loci of distantly related
vertebrates. Each of the two bigene clusters contains two regions of
high sequence conservation that extend over a few hundred base pairs as
well as a few shorter regions of sequence similarity. For both
bi-gene clusters, the relative position and orientation of the
conserved intergenic sequences are identical in all five species
(Fig. 1, Fig. 2, and deposited sequence data).
The use of compact genomes found in tetraodontid species, such as the
two pufferfish Takifugu rubripes and Spheroides
nephelus was initiated to facilitate the search for regulatory
elements. This is mainly because large regions of neutral DNA were lost
in the course of genome reduction in these species, leaving the
noncoding DNA regions enriched for cis-acting regulatory
elements. We found that the presence of highly conserved sequences in
Dlx intergenic regions probably contributes to maintain its
size even in species with compact genome. Thus, the size of the
Dlx1/Dlx2 and of the Dlx5/Dlx6 intergenic regions in
the two pufferfish, although smaller than their mammalian counterparts,
does not follow, proportionally, the smaller size of the genome of the
two species.
Orthology assignment for the vertebrate Dlx genes was
sometimes made difficult by the high degree of sequence similarity in
the coding region of Dlx genes and by their highly overlapping
patterns of expression. Conserved synteny, particularly with the
Hox clusters, was useful in establishing orthology
relationship, as the Dlx bigene clusters have been found
consistently on the same chromosome as one of the Hox clusters
(Stock et al. 1996 ; Amores et al. 1998 ). Here, we propose that the
sequence of the intergenic region is also a reliable predictor of
orthology as the paralogous intergenic sequences are quite different
while orthologous bigene clusters contain highly conserved sequences.
We examined whether or not the above prediction also applies to a
duplicate gene in zebrafish: dlx2b (previously, dlx5;
see comments about nomenclature in Methods). This gene shows high
sequence similarity with members of the Dlx2 and Dlx5
orthology groups. Mapping of dlx2b indicates that it is found
in a group of genes with conserved synteny and that are a duplicate of
a chromosome region that includes dlx2 (Amores et al. 1998 ).
We examined about 8 kb of DNA downstream of dlx2b and found
some sequence similarity with the noncoding sequence elements located
in the Dlx1/Dlx2 intergenic region. Thus, sequences similar to
I12a, I12b, and I12c were found (Fig. 7B and supplementary Figs. 6 and
8) although similarity was generally lower than when comparing
individual elements between species. No sequence was found that
resembled the conserved elements from the Dlx5/Dlx6 intergenic
region except for the short sequence shown in Figure 7B. Thus, in
addition to synteny analysis, conservation of noncoding sequence
elements can be useful in establishing relationships between duplicate
genes.
Highly Conserved cis-Acting Regulatory Sequences in the Intergenic Region of Dlx Bigene Clusters
The largest conserved sequences found in the Dlx1/Dlx2 and
Dlx5/Dlx6 intergenic regions are also the only ones conserved
in all five species that were examined in the present study. The role
of each of these sequences as a cis-acting regulatory element
is demonstrated by their ability, once coupled to a promoter to drive
expression of a reporter transgene in a tissue- and stage-specific
manner. Sequence comparisons between mouse and human, or between
Takifugu and Spheroides, reveals an overall high
degree of sequence similarity and are therefore of less predictive
value in the identification of regulatory elements. This may be because
of the small evolutionary distance between the two mammals ( 5060
Mya) as well as the two pufferfish ( 535 Mya), and to the slow rate
of divergence for neutrally evolving regions among vertebrates in
general (0.1% to 0.5% per million years) (Tautz 2000 ). Intergenic
fragments outside the enhancers with 7580% overall conservation
between mouse and human failed to act, by themselves, as enhancers when
tested in transgenic mice. Therefore, caution should be exerted when
identifying putative cis-acting sequences based on comparisons
between vertebrates of the same order. Comparisons that include
multiple species with some that are distantly related might be a more
efficient approach to identify noncoding sequence elements of
functional importance, while keeping in mind that absence of sequence
conservation does not necessarily indicate absence of functional
conservation (Flint et al. 2001 ).
The relatively high degree of sequence conservation between the mouse
and human Dlx1/Dlx2 intergenic region (80%) or
Dlx5/Dlx6 intergenic region (78%) contrasts with the
Dlx3/Dlx7 intergenic region that is only 69% identical,
overall, between the two species (Sumiyama et al. 2002 ) despite the
presence of sequences with higher percentage identity that may have a
regulatory function (Sumiyama et al. 2002 ). However, comparisons of the
mammalian Dlx3/Dlx7 intergenic region with those of zebrafish
(Sumiyama et al. 2002 ), or Takifugu rubripes (N. Ghanem and M.
Ekker, unpubl. observations) did not show conserved sequences
comparable in length or percent identity to the four enhancers that we
identified in the Dlx1/Dlx2 or in the Dlx5/Dlx6
bigene clusters. Therefore, the Dlx3/Dlx7 bigene cluster may
differ from its two paralogous Dlx clusters by a relatively
low importance of the intergenic region in the mechanisms that control
gene expression or by a higher divergence in regulation
mechanisms between the different vertebrate lineages. Consistent
with this latter hypothesis is the observation that zebrafish
dlx3/dlx7 have marked differences in their early patterns of
expression compared to their mammalian orthologs (Quint et al.
2000 ).
Function of Intergenic Elements in Dlx Regulation and Evolution
The organization of distal-less-related genes in bigene
clusters may have preceded the evolution of vertebrates as two of the
three characterized Dll genes of the ascidian Ciona
intestinalis, Dll-A, and Dll-B are organized
similarly with a short intergenic region (Di Gregorio et al. 1995 ).
Recently, an enhancer located upstream of Dll-A was identified
and shown to recapitulate most aspects of the endogenous expression
pattern (Harafuji et al. 2002 ). Enhancers have yet to be found in the
intergenic region that separates the Ciona Dll-A and
Dll-B genes and preliminary sequence comparisons did not
reveal similarities in sequence between this region and the four
cis-acting regulatory sequence found in vertebrate
Dlx genes (M. Ekker, unpubl. observations).
Although the three Dlx bigene clusters of vertebrates are
likely the result of duplication of an ancestral bigene cluster, we did
not observe a high degree of conservation between paralogs, regardless
of the species. This extends the observation previously made by
Sumiyama and collaborators who compared the three human bigene clusters
(Sumiyama et al. 2002 ). This lack of sequence similarity between
paralogs is surprising, considering the similarities in expression
patterns of genes found in paralogous bigene clusters.
Enhancers with overlapping patterns of activity (Fig. 6) show only a
limited conservation in sequence (Fig. 7) that contrasts sharply with
the high degree of conservation between orthologous sequences.
Furthermore, enhancer sequences found in one Dlx bigene
cluster are not found in the two paralogous clusters. Although one or
several Dlx intergenic enhancers could originate from a
sequence found in the ancestral Dlx bigene cluster, they would
have diverged following the duplication events that took place early in
vertebrate evolution, and that led to the three Dlx bigene
clusters of modern vertebrates. This divergence happened before the
separation of the lineages leading to modern-day teleost and tetrapods.
Since then, purifying selection maintained most, if not all, regulatory
mechanisms that involve these intergenic sequences, at least for the
Dlx1/Dlx2 and Dlx5/Dlx6 bigene clusters. The region
of limited similarity found between the three forebrain enhancers may
suggest that they resulted from a tandem duplication (I56i and I56ii)
that also predated the split between the ray-finned fish lineages,
and/or represent what subsists from a sequence present in the ancestral
Dlx bigene cluster.
Although the current study suggests that cis-acting regulatory
elements of diverse sequence may exert similar enhancer function, the
converse may also be true. Thus, I56i from mouse targets expression of
a reporter transgene to the forebrain and mesenchymal cells of the
branchial arches (Fig. 6A) whereas the orthologous sequence from
zebrafish only directs expression to the forebrain, in either
transgenic mice or zebrafish (Zerucha et al. 2000 ) despite the fact
that the two sequences are >80% identical (Fig. 2B). Thus, the small
differences in sequence between the enhancers from the two species may
have a profound effect on enhancer function.
Evidence has been previously presented for cross-regulatory
interactions between Dlx genes. Thus, the Dlx1 and
Dlx2 genes are expressed earlier in the forebrain and are
involved in either the activation or maintenance of Dlx5 and
Dlx6 expression through the enhancer(s) found in the
Dlx5/Dlx6 intergenic region (Zerucha et al. 2000 ). In
contrast, there is, at present, no evidence that Dlx5/6
regulate Dlx1/2 in the brain. In the branchial arch
mesenchyme, Dlx5/6 regulate Dlx3, but not
Dlx1/2 (Depew et al. 2002 ). Thus, the divergence of the
intergenic enhancer sequences may have contributed to the specificity
of cross-regulation between Dlx genes, allowing for sequential
expression of paralogs.
The present study indicates an important role for the intergenic region
in the cis regulatory mechanisms that are responsible for many
aspects of the expression of genes from two Dlx bigene
clusters. Intergenic regulatory elements are not solely responsible for
Dlx regulation. Thus, a fragment of the 5'-flanking region of
mouse Dlx2 was shown to recapitulate expression in the
epithelial cells of the branchial arches (Thomas et al. 2000 ). A
targeted mutation, that inactivates the function of the mouse
Dlx1 and Dlx2, eliminates the entire intergenic
region (Anderson et al. 1997 ). Intriguingly, homozygous mutants
expressed truncated Dlx1 transcripts in the forebrain despite
the absence of the I12b sequence (Zerucha et al. 2000 ). Although our
results indicate that I12b is sufficient to confer expression of a
reporter transgene to the forebrain (Fig. 6C), distinct sequences
located upstream of Dlx1 also share this property (N. Ghanem
and M. Ekker, unpubl. observations), suggesting a cooperative or
synergistic effect between multiple and distinct enhancers in forebrain
regulation of Dlx1 and/or Dlx2. Distinct mechanisms
may take place at the Dlx5/Dlx6 locus. The lacZ
reporter gene, introduced in a targeted mutation of Dlx5/Dlx6
that also removes the intergenic sequence (including I56i and I56ii),
is only weakly expressed in the forebrain (Robledo et al. 2002 ). This
suggests that enhancers outside the intergenic region may exist but
that the intergenic enhancers play an essential role in conferring
proper levels of gene expression, in as much as detection of
transcripts by in situ hybridization can be considered quantitative.
Taken together, these observations suggest complex mechanisms of
Dlx expression control. These mechanisms involve multiple
enhancers with overlapping but not necessarily redundant activity and a
high degree of conservation in distant vertebrates for at least some of
these enhancers.
 |
METHODS
|
|---|
Dlx Gene Nomenclature
To help standardize the nomenclature for vertebrate Dlx
genes, we found it useful to adopt what was recently suggested by
Panganiban and Rubenstein (2002) . As the Dlx genes are found
in regions of conserved synteny that contain the Hox clusters,
the new nomenclature is aligned with that of the zebrafish hox
clusters (Amores et al. 1998 ). Thus, the zebrafish gene we refer to as
dlx5a in this study is the gene previously named dlx4
(Akimenko et al. 1994 ). Similarly, the zebrafish gene previously named
dlx5 is renamed dlx2b, as it is a dlx2
duplicate (see Discussion). The previous dlx1, dlx2,
and dlx6 genes are renamed dlx1a, dlx2a, and
dlx6a, respectively. Finally, the previous dlx3,
dlx7, and dlx8 genes of zebrafish would be renamed
dlx3b, dlx4b, and dlx4a, respectively. We
kept the Dlx3/Dlx7 nomenclature for the mouse genes throughout
the current report for the sake of simplicity but indicated the
suggested name change.
Isolation and Characterization of Dlx Genes From Spheroides Nephelus
Clones from a PAC library (Amemiya et al. 2001 ) were screened using
a PCR approach for a conserved region of Dlx genes (Stock et
al. 1996 ). The PCR fragments were sequenced to establish a preliminary
orthology assignment. Genomic fragments comprising intron B and exon 3
of positive Dlx clones plus the intergenic region between
Dlx genes were obtained by PCR amplification using either
specific or degenerate oligonucleotides.
Sequence Analysis
The zebrafish, mouse, and Spheroides intergenic sequences
were determined from previously isolated genomic clones (McGuinness et
al. 1996 ; Ellies et al. 1997 ; Depew et al. 1999 ) or from the
Spheroides clones described in the above paragraph. They are
deposited in GenBank under accession nos. AY168007AY168012. The
sequences from human and Takifugu rubripes were obtained from
public databases: Human Dlx1/Dlx2, GenBank accession no.
NT_005332.9; Human Dlx5/Dlx6, GenBank accession no.
NT_033964.1; Takifugu dlx1/dlx2, scaffold 21, position 120318
to 125668, Takifugu dlx5/dlx6, scaffold 3932,
position 662710192. For the Fugu Genome Consortium/JGI (DOE Joint
Genome Institute), see http://www.jgi.doe.gov/index.html.
Pairwise sequence alignments are performed with PIPMAKER (available
at http://bio.cse.psu.edu/pipmaker/), or with the BestFit, and Mapplot
programs of the GCG Wisconsin package. Multiple sequence alignments are
performed with the Pileup and Clustal X programs.
Transgenic Animals
For transgenic mice, sequences from the Dlx intergenic
regions were subcloned into the p1229/p1230 vectors (Yee and Rigby
1993 ) that contain a human -globin minimal promoter and the
lacZ reporter gene. For transgenic zebrafish, intergenic
enhancer sequences were inserted into a plasmid containing the GFP
reporter gene placed downstream of a 3.5-kb fragment from the immediate
5'-flanking region of zebrafish dlx6a, including part of the
5'UTR. This fragment by itself, does not produce any tissue-specific
expression in transgenic zebrafish (Fig. 6F). Subclonings were done
using either a PCR-based approach or using convenient restriction
sites. Transgenic animals were produced and analyzed as previously
described (Zerucha et al. 2000 ).
 |
WEB SITE REFERENCES
|
|---|
http://www.jgi.doe.gov/index.html; Department of Energy Joint Genome
Institute. Genomic resources for Takifugu rubripes,
Ciona intestinalis, and other species.
http://bio.cse.psu.edu/pipmaker/; Pipmaker computes alignments of
similar regions in two DNA sequences.
www.genomatix.de; software and services including the
MatInspector program to search for transcription factor
binding sites.
 |
Acknowledgements
|
|---|
We thank Luc Poitras and Fabien Avaron for useful discussions and
Adrianna Gambarotta and Lucille Joly for technical assistance. N.G. was
supported in part by a scholarship from the Lebanese University,
Beyrouth. This work is supported by grants from the Canadian Institutes
of Health Research (MOP14460 and the March of Dimes Birth Defects
Foundation (FY01207). M.E. is an Investigator of the CIHR.
The publication costs of this article were defrayed in part by payment
of page charges. This article must therefore be hereby marked
"advertisement" in accordance with 18 USC section 1734 solely to
indicate this fact.
 |
Footnotes
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|---|
Present address:
5 Department of Molecular Physiology and
Biophysics, Vanderbilt University Medical Center, Nashville, TN 37232,
USA; 
6 Department of Oral Anatomy, School of Dentistry,
Chonbuk National University, Chonju, Republic of Korea. 
7 These authors contributed equally to this work. 
8 Corresponding author. 
E-MAIL mekker{at}ohri.ca; FAX (613) 761-5036.
Article and publication are at
http://www.genome.org/cgi/doi/10.1101/gr.716103.
 |
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Received August 16, 2002;
accepted in revised format January 28, 2003.
13:533-543 © by 2003 Cold Spring Harbor Laboratory Press ISSN 1088-9051/03 $5.00

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