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Vol 13, Issue 4, 703-716, April 2003

METHODS

Spectral Biclustering of Microarray Data: Coclustering Genes and Conditions

Yuval Kluger1,2, Ronen Basri3, Joseph T. Chang4 and Mark Gerstein2,5,6

1Department of Genetics, Yale University, New Haven, Connecticut 06520, USA; 2Department of Molecular Biophysics and Biochemistry, Yale University, New Haven, Connecticut 06520, USA; 3Department of Computer Science and Applied Mathematics, Weizmann Institute of Science, Rehovot 76100, Israel; 4Department of Statistics, Yale University, New Haven, Connecticut 06520, USA; 5Department of Computer Science, Yale University, New Haven, Connecticut 06520, USA

Global analyses of RNA expression levels are useful for classifying genes and overall phenotypes. Often these classification problems are linked, and one wants to find "marker genes" that are differentially expressed in particular sets of "conditions." We have developed a method that simultaneously clusters genes and conditions, finding distinctive "checkerboard" patterns in matrices of gene expression data, if they exist. In a cancer context, these checkerboards correspond to genes that are markedly up- or downregulated in patients with particular types of tumors. Our method, spectral biclustering, is based on the observation that checkerboard structures in matrices of expression data can be found in eigenvectors corresponding to characteristic expression patterns across genes or conditions. In addition, these eigenvectors can be readily identified by commonly used linear algebra approaches, in particular the singular value decomposition (SVD), coupled with closely integrated normalization steps. We present a number of variants of the approach, depending on whether the normalization over genes and conditions is done independently or in a coupled fashion. We then apply spectral biclustering to a selection of publicly available cancer expression data sets, and examine the degree to which the approach is able to identify checkerboard structures. Furthermore, we compare the performance of our biclustering methods against a number of reasonable benchmarks (e.g., direct application of SVD or normalized cuts to raw data).


6 Corresponding author.

E-MAIL genomeresearch{at}bioinfo.mbb.yale.edu; FAX (360) 838-7861.

Article and publication are at http://www.genome.org/cgi/doi/10.1101/gr.648603.


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